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Tuesday, October 11, 2011
广东出台新举措规范券商投顾业务考核
广东辖区相关监管部门日前出台的《广东辖区证券投资顾问业务管理工作指引》明确规定,证券机构投资顾问业务采用差别佣金收费模式,如将增量佣金作为考核指标,应同时将客户资产增值作为考核指标,并采取有效措施防范过 ... 广东出台新举措规范券商投顾业务考核
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